NIH Funding: Financial Conflicts of Interest
Investigators applying for, holding, or working on studies must comply with . PHS regulations apply to all PHS-funded research, including NIH, establishing investigator reporting and training requirements.
- Âé¶¹´«Ã½'s US PHS FCOI Institutional Procedures (June 2022)
- Âé¶¹´«Ã½'s US PHS FCOI Investigator Procedures (June 2022)
- Âé¶¹´«Ã½'s Financial Interests Disclosure Report form (May 2021)
Prior to submission of a grant application, on annual renewal and within an update on awarded grant or subgrant, Âé¶¹´«Ã½’s PIs must ensure:
- To provide a list of all investigators on the project, including any subrecipient(s);
- All investigators at Western have signed and submitted a Financial Interest Disclosure Report form;
- An authorized official of the subrecipient has signed and submitted the Subreceipient External Investigator Institutional Declaration; and
- Where a Subrecipient External Investigator opts to follow Âé¶¹´«Ã½’s FCOI policy, they have submitted a Financial Interest Disclosure Report form.
Before submission of a grant application or sub-award, and every four (4) years:
- Âé¶¹´«Ã½ PIs and all investigators following Âé¶¹´«Ã½’s FCOI Policy must complete the The NIH Financial Conflict of Interest tutorial was designed by the National Institutes of Health to provide education what constitutes a financial conflict of interest. It provides guidance on the proper policies and practices regarding these issues and is a requirement for anyone involved with an NIH-funded project.
Where subrecipient external investigators who are following their institution’s FCOI Policy are found to have a FCOI, the subrecipient institution must report the FCOI to Âé¶¹´«Ã½ before awarded funds are released, annually, and within 30 days a new FCOI being identified.
Relevant Resources
- Guidance Statement: Faculty Remuneration from Sponsored Research Grants
- FAQ: Faculty Member Remuneration from Sponsored Research Grants
Contact
For post-award administrative support (non-financial), please contact: Xinhong Huang, Research Development Officer (Post-Award).